A successful financial planning firm isn’t built overnight, nor is it a sole endeavor. We are supported by some of the leading names in the industry and these relationships allow us to focus more time and attention on our most important connection: you! Below are some professionals we have the privilege of working with:
By partnering with our OSJ, AdvisorNet Financial, we’re allowed the freedom to dedicate our most valuable asset, time, to our clients. AdvisorNet Financial provides back office functionality, access to key industry products, and expertise so we can provide greater service to our clients.
In addition to AdvisorNet Financial, we are also affiliated with Cetera Advisor Networks, one of the premier broker-dealers in the industry. Broker-dealers help supervise representatives while overseeing and facilitating the trading that converts cash into invested assets. They must meet all regulatory requirements and undergo regular compliance audits, which provides an additional layer of protection for you. As an independent broker-dealer, our partnership with Cetera Advisor Networks allows us to recommend financial solutions tailored to your specific goals.
Pershing, LLC. exists to safeguard assets by housing brokerage accounts. They also provide administrative services on your behalf, including settlement of purchases, tax and account recordkeeping, monthly statements, and confidentiality and data integrity protections. Like Cetera, Pershing is subject to regular compliance audits, both internally and by independent firms, to ensure the appropriate handling, segregation, and protection of investors’ assets.
Just as we stand behind you to help pursue your financial dreams, we have teams standing behind us, supporting our business. We think it’s important to know who these partners are and why we work with them. No matter what, though, your needs always come first.